DEPARTMENT OF TRANSPORTATION
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 1997-092
FINAL DECISION
ANDREWS, Attorney-Advisor:
This proceeding was conducted according to the provisions of section
1552 of title 10, United States Code. It was commenced on March 26, 1997, upon
the BCMR’s receipt of the applicant’s application.
appointed members who were designated to serve as the Board in this case.
This final decision, dated September 24, 1998, is signed by the three duly
REQUEST FOR RELIEF
The applicant, a xxxxxxxxxxx in the United States Coast Guard, asked the
Board to change his military record to show that on April 18, 199x, he received a
disability discharge based on a diagnosis of depression. The correction would
enable him to receive certain educational benefits for which his current discharge
does not qualify him.
APPLICANT’S ALLEGATIONS
The applicant alleged that he was pushed into accepting an honorable
discharge by reason of unsuitability with a separation code of JFX (personality
disorder). He was told that “[i]t was in [his] best interest.” However, at the time
of his discharge he had been diagnosed by the Coast Guard as suffering from
depression, and it had seriously affected his ability to perform his job.
To support his allegations, the applicant submitted copies of his medical
records, letters from doctors who treated him at the time of his discharge, records
from private psychiatrists who have treated him, findings of doctors for the
Veterans’ Administration (VA), and a copy of the decision of the Coast Guard’s
Discharge Review Board (DRB).
VIEWS OF THE COAST GUARD
On July 14, 1998, the Chief Counsel of the Coast Guard recommended that
the Board deny the applicant the requested relief.
The Chief Counsel contended that the applicant’s request “is based on
confusion of the separate systems for military disability discharges and the De-
partment of Veteran’s [sic] Affairs (DVA) disability rating and benefit system. . . .
If Applicant desires DVA educational or other veteran’s [sic] benefits, his
remedy, if any, is with the DVA.”
According to the Chief Counsel, the purpose of the Coast Guard’s Phys-
ical Disability Evaluation System (PDES), under which members may receive dis-
ability discharges, is to “compensate members whose military service is term-
inated due to a service connected disability . . . .” The Chief Counsel alleged that,
although the PDES defines “physical disability” to include a mental disease, “it
does not include such inherent character and behavior defects as personality
disorders. . . . For a disability separation, the disability must be of a nature that
is, or may be, permanent.” The Chief Counsel stated that
the Coast Guard is statutorily precluded from discharging a mem-
ber for physical disability unless it determines that the member (1)
has a disability incurred in military service; (2) that the disability is,
or may be, permanent; and (3) that the disability renders the
member unfit to perform the duties of his rate or office.
According to the Chief Counsel, the applicant has not proved that, at the time of
his discharge, he was unfit to perform his military duties because of a disability
incurred in Service. The Chief Counsel submitted a letter from the Chief of the
PDES, who concluded that the applicant was properly discharged and recom-
mended that no relief be granted.
The DVA’s goal in this regard is different, the Chief Counsel said. The
DVA is “responsible for compensating former service members whose earning
capacity is reduced, at any time, as a result of injuries suffered incident to, or
aggravated by, military service.” [Emphasis in original.] “Reasonable medical
professional opinions may differ, and the procedures and presumptions appli-
cable to the [DVA] evaluation process may be fundamentally different from, and
more favorable to the veteran than, those applied under the Coast Guard
[PDES].” Thus, according to the Chief Counsel, the DVA finding that the
applicant was 10% disabled for major depression and that his anxiety mildly
impaired his social and industrial functioning does not mean that the Coast
Guard erred in discharging him by reason of unsuitability.
The Chief Counsel also dismissed the diagnosis of one private licensed
counselor who treated the applicant in the winter of 199x for “major depression”
as “unreliable” because she was not a psychiatrist or medical doctor and she did
not consult the applicant’s military medical record. The Chief Counsel also
dismissed the diagnosis of a private psychiatrist who reported that the applicant
suffered from depression which was in remission after only one interview.
The Chief Counsel emphasized that the findings of the DRB were not to be
considered the views of the Coast Guard. He stated that the Coast Guard had
disapproved the DRB’s findings because the DRB had no jurisdiction over the
applicant’s case since the requested relief, if granted, would create a monetary
entitlement. He stressed in bold face type that “[t]he DRB members apparently
never solicited the views of Coast Guard Physical Disability Evaluation System
(PDES) authorities regarding these issues.”
The Chief Counsel called the DRB’s findings that the Coast Guard should
have convened an initial medical board (IMB) and assigned the applicant a
disability discharge “unfounded” and “irrelevant.” The applicant’s depression
was “a reaction to stressors caused by the pre-existing personality disorder and
did not constitute a ratable disability” incurred in service. Therefore, the Chief
Counsel stated, “Because there was no service-connected disability, there was no
requirement for the Coast Guard to convene an initial medical board.” More-
over, even if an IMB had been convened, the diagnosis of personality disorder
would probably have been confirmed because “[m]ilitary medical authorities
had concluded that Applicant’s episodes of dysthymia [depression/irritable
mood] were the result of his personality disorder, and were not a separate or
persistent medical condition.”
SUMMARY OF THE RECORD
4/30/9x The applicant enlisted in the Coast Guard for a term of four years.
11/7/9x The applicant sought help at a mental health clinic at the Coast Guard
Support Center in xxxxxxxx. He told Dr. x, a psychologist, that he had
suffered depressive episodes ever since a serious car accident four
years earlier had prevented his participation in sports. He stated that
he had suffered mood swings lasting for several days, with fatigue,
sleepiness, poor concentration, and low self-esteem during depressed
periods, and racing thoughts, talkativeness, fast driving, buying
sprees, high self-esteem, and less need for sleep when he was “feeling
really good” in between the periods of depression. He stated that he
occasionally heard someone calling his name. Dr. x recommended
that the applicant be hospitalized for evaluation of a potential depres-
sive disorder.
12/2/9x The applicant again consulted Dr. x and reported many of the same
symptoms, which his wife confirmed. He stated that his grand-
mother, mother, aunt, and uncle had all been diagnosed as manic
depressive. When told that he would undergo a Physical Evaluation
Board if he was prescribed lithium, he stated that “he could live with
that because he [had] mixed feelings about the Coast Guard.” Dr. x
decided to “rule out” a diagnosis of “296.5 Manic Depressive Disorder
(depressed type),” found him “temporarily fit for duty,” and sent him
to a hospital for evaluation.
12/4/9x The applicant was admitted to xxxxxx Naval Hospital to be evaluated
for bipolar disorder and personality disorder.
The applicant
described his depressive episodes as “twelve to fifteen hours of sleep
per night, often lasting five to eight days, usually precipitated by an
argument with wife.” He described his manic episodes as “increased
food intake, gains eight to twenty pounds in one week. Does good job
at work. . . . He only requires four to six hours of sleep . . . .” The
applicant denied having auditory or visual hallucinations. His wife
said he became very angry and aggressive in bad traffic. The
applicant’s mother reported that there was no history of psychiatric
disorders in the family but stated that she had been depressed for a
long time and that she had to take medication to handle the stress
created when the applicant visited her.
12/10/9x The applicant was discharged from the hospital. Dr. x, who signed a
four-page report on the applicant, found no evidence of grandiose
behavior and described his mood as “euthymic” (good/stable) and
his affect as “full.” Dr. x reported that the applicant had shown “no
signs of mood disorder” and that his “history [is] consistent with a
personality disorder with poor coping skills.” The doctor diagnosed
“Axis I: Marital Discord” and “Axis II: Mixed personality disorder
not otherwise specified with borderline and narcissistic/ histrionic
traits,” and recommended that the Service administratively separate
the applicant.
12/10/9x The head of the Mental Health Department at the hospital reported
that the applicant had undergone a psychiatric evaluation by a social
worker, who diagnosed a “severe, longstanding (301.90) Personality
Disorder, not otherwise specified with Borderline Features.” He
further reported that
[t]his disorder existed prior to enlistment and is of such severity as to render
this person incapable of serving adequately in the United States Coast
Guard. . . . There are no disqualifying mental/physical defects which are
rated as a disability under the VETERANS ADMINISTRATION FOR
RATING DISABILITIES. The service member does not presently require,
and will not benefit from, psychiatric treatment or hospitalization . . . .
Although the member is not presently suicidal or homicidal, he is judged to
represent a continuing risk to self, others, and government property if
retained in military service. It is further recommended that this individual
not be permitted to perform duties involving the use of weapons, ordinance,
or government vehicles. In light of this information, it is most strongly
recommended that the service member be expeditiously separated
administratively by the command. . . .”
Dr. x concurred in the diagnosis. Despite the recommendation and for
unknown reasons, the applicant was not discharged.
1/21/9x The applicant requested a prescription for Pamelor (a tricyclic anti-
depressant) at the xxxxx clinic. He stated that his psychologist had
said he needed the medication immediately and that his mother had
recently been diagnosed with “genetic depression” and was taking
Pamelor. Dr. x found that the applicant had anxiety and “may be
mildly depressed” and prescribed doxepin (a tricyclic antidepressant).
1/24/9x The applicant consulted Dr. x and reported feeling much better since
beginning to take doxepin. The doctor provisionally diagnosed “Axis
I: 311.00 Depressive Disorder [unspecified]” and “Axis II: 301.84
Passive-Aggressive Personality [Disorder].” Dr. x referred him to Dr.
x for evaluation for a possible organic disorder.
2/4/9x Dr. x reported that he had ruled out bipolar disorder. His working
diagnosis was “311.00 Depressive [Disorder] [unspecified],” and he
renewed the applicant’s prescription for doxepin.
3/10/9x Dr. x ruled out organic personality disorder, diagnosed personality
disorder (301.90), and renewed the prescription for doxepin.
3/27/9x Dr. x examined the applicant and again diagnosed a depressive mood
disorder (311.00) and passive-aggressive traits.
5/15/9x Dr. x examined the applicant. He found him not depressed and “fit
for full duty.”
6/29/9x The applicant consulted with Dr. x of the xxxxxx Support Center, who
noted that “psychiatry finds he is F[it] F[or] D[uty]” and continued the
prescription for doxepin.
8/26/9x The applicant was evaluated in order to receive a security clearance.
The xxxxxxx Psychiatric Clinic found no evidence of depression,
thought disorder, anxiety disorder, affect disorder, sleep disorder, or
adjustment disorder, and attributed his earlier complaints to such
“transient life stressors” as his new marriage, new baby, new job, and
relocation. The applicant did not meet the criteria for personality
disorder, received no Axis I or II diagnosis, and was found “fit for full
duty.”
12/30/9x The applicant reported to his ship’s chief medical officer that for the
previous two weeks he had been thinking of hurting himself, had
heard his name called when no one was there, had been having
nightmares, and had lost his appetite. The applicant’s commanding
officer ordered him to undergo a psychiatric evaluation at the
xxxxxxxxxxx Medical Center.
1/6/9x
The applicant spent a week at the xxxxxxxx Medical Center. Dr. x, the
Chief of xxxxxxxxx, reported that the applicant’s “depressive
symptoms” had apparently “cleared upon arrival.” Dr. x diagnosed
him with an “Axis I: Adjustment Disorder Not Otherwise Specified
(DSM III-R 309.90), In Remission” and an “Axis II: Avoidant Person-
ality Disorder (DSM III-R 301.82), with Passive Aggressive Traits.”
Dr. x found “no disqualifying mental or physical defects which are
ratable as a disability . . . [but] this individual does have a personality
disorder which interferes with duty performance and [his] conduct
and is so severe that his ability to function in the military environment
is significantly impaired. Separation is in the best interests of [the
applicant] and the U.S. Coast Guard.” The applicant’s prognosis was
“poor.” He was referred to the self-help organization called Adult
Children of Alcoholics.
1/10/9x The applicant was notified that, based on the diagnosis he received at
xxxxxx, he was to be discharged by reason of unsuitability due to a
personality disorder. He signed a memorandum stating that he did
not object to the proposed discharge and that he did not desire to
submit a statement on his own behalf.
1/14/9x The applicant underwent a full medical examination at the Coast
Guard Support Center in xxxxxxx to determine if he was qualified for
discharge. He told Dr. x, a psychiatrist at the Mental Health Clinic,
that his symptoms of depression had begun three years earlier. Per-
sonality tests revealed a “pattern of passive-aggressive and avoidant
traits which manifest as difficulty with assertiveness and getting his
needs met, which builds up and results in avoidance and/or temper
outbursts and depression.” Dr. x diagnosed “Axis I: Dysthymia” and
“Axis II: Personality Disorder [with] Avoidant [and] Passive-
Aggressive [Traits]. Personality Disorder likely interwoven [with]
Dysthymia—Disorder diagnosable at this time—however, Disorder is
mild and amenable to treatment.” [Emphasis added.] He recom-
mended that the applicant be separated and given “follow-up
treatment for dysthymic condition through VA system.” [Emphasis
added.]
1/14/9x A physician assistant at the Support Center misread Dr. x’s hand-
writing and typed “DISORDER DISGUISABLE AT THIS TIME. DIS-
ORDER IS MILD AND AMENDABLE [sic] TO T[reatment]” on the
report of the applicant’s medical examination. [Emphasis added.] He
added “NCD,” which means “not considered disqualifying,” to the
end of the doctor’s diagnosis and found the applicant to be
“qualified” for discharge and to “meet the standards for reten-
tion/discharge as described in section 3-F” of the Coast Guard Med-
ical Manual (COMDTINST M6000.1). The report was reviewed and
signed by a dentist and a medical administration officer. It was not
signed by a licensed medical doctor; the regulations do not require it.
1/26/9x The applicant reported feeling great stress, sleeplessness, and depres-
sion to Dr. x of the xxxxxxxx Support Center. Dr. x prescribed
doxepin for the applicant’s apparent “depression.”
1/28/9x Dr. x noted rescheduling an appointment with the applicant to occur
after the doctor had consulted with Dr. x and Ms. m, who was
counseling the applicant.
2/9/9x
The applicant reported to Dr. x that the doxepin was working. He felt
better, could concentrate better, and was sleeping well.
2/16/9x Dr. x delayed the applicant’s discharge one month for further eval-
uation and a “possible medical board.”
2/25/9x The Military Personnel Command responded to Dr. x’s request by
instructing the Support Center to “expedite IMB” for the applicant
and to notify them if the discharge was not effected within 30 days.
The applicant consulted Dr. x about increased stress. The doctor
continued to prescribe doxepin.
3/12/9x The xxxxxx Support Center notified the Commandant of the Coast
Guard that the applicant had been “found to be physically qual[ified]
for disch[arge] by competent med[ical] auth[ority]” on March 4, 199x,
and that he would be discharged immediately. Other than Dr. x’s
brief notes about stress and doxepin, there are no medical records
dated March 4, 199x, in the applicant’s records.
3/14/9x The applicant consulted Ms. m, xxxxx, a counselor for Coast Guard
members, four times between January 3 and March 7, 199x. Ms. m
diagnosed “Axis I: Dysthymia, 300.40” and “Axis II: None” based on
his symptoms of depressed mood, sleep disturbance, hopelessness,
anxiety, low energy, low self-esteem, poor concentration, and difficul-
ty in making decisions, which had “persisted continuously except
while [he was] on medication.” She did “not ma[k]e a diagnosis of an
underlying Personality Disorder (Axis II) because [she] believe[d]
[his] responsiveness to treatment (psychodynamic and medication),
[his] willingness to undertake and persist in treatment, and [his]
family history of alcoholic and depressed parents [were] all significant
contraindicators of a personality disorder.”
3/15/9x The applicant had one appointment with Dr. x, a private psychiatrist,
who diagnosed “Major Dep[ression] Remit 296.30” and advised him
to continue outpatient therapy after being discharged.
3/18/9x The applicant reported to Dr. x that he was feeling better. Dr. x found
that his mood was good and there was no sign of thought disorder.
He continued the prescription for doxepin. Dr. x also wrote a letter to
the VA in which he stated that the applicant had been diagnosed with
Dysthymia but responded well to doxepin. He recommended that the
applicant continue to take doxepin. He stated that Dr. x had
confirmed the diagnosis.
4/18/9x The applicant received an honorable discharge by reason of unsuit-
3/4/9x
ability with a separation code of JFX (personality disorder).
1/4/9x An adjudicator for the VA “reviewed all the evidence of record in-
cluding diagnosis of personality disorder and adjustment disorder
versus dysthymia or major depression. The available evidence that
pertains to a diagnosis of depression dates back some three years and
strongly supports the major depression or dysthymia diagnosis and
gains added support by the favorable response to the antidepressant
medications. The reported weight loss during the time the veteran
was depressed is more suggestive of major depression than dys-
thymia. The diagnosis given by the VA examiner was of major
depression, recurrent in partial remission on medication. Service con-
nection is granted with a 10 percent evaluation assigned to reflect the
mild social and industrial impairment.”
6/7/9x
The applicant applied to the DRB to have his discharge changed from
“unsuitability” to “disability.” He argued that, due to his “ratable
condition” of Major Depression, he should have received an IMB prior
to being discharged.
2/14/9x The DRB reviewed a summary of the records and found that “an
initial medical board was required by regulation, was recommended
and requested, and yet was never convened.” It concluded that, “had
an initial medical board been conducted by the Coast Guard through
the PDES, it would probably have reached the same diagnosis as the
VA had reached.” It also accepted a VA finding that the applicant’s
condition was service connected. It recommended that the reason for
the applicant’s discharge be changed from “unsuitability” to
“disability.”
2/3/9x
The Commandant disapproved the DRB’s recommendations due to
that Board’s lack of jurisdiction. The Chief Counsel explained that the
DRB has “no authority to change the reason for discharge to ‘medical’
because such a change would create a monetary entitlement.”
DATE NAME
12/2/9x
12/10/9x
12/10/9x
Dr. x
Dr. x
Dr. x
12/10/9x
1/21/9x
Social
worker
Dr. x
1/24/9x
Dr. x
2/4/9x
Dr. x
SUMMARY OF DIAGNOSES
DIAGNOSIS
No manic depression1
Personality disorder2
No mood disorder1
Personality disorder2 & marital discord2
Personality disorder2 & no ratable disabilities
May be mildly depressed but fit for duty. Prescribed
doxepin.
Depressive disorder not specified1 & Passive-aggressive
personality disorder2
Personality disorder2 but No bipolar disorder1
NUMBER
No 296.5
301.90
301.90
311.00
301.84
No 310.10
3/10/9x
3/27/9x
5/15/9x
8/26/9x
Dr. x
Dr. x
Dr. x
Oakland
Psy.Clinic
1/6/9x
Dr. x
1/14/9x
Dr. x
1/14/9x
Physician
Assistant
Personality disorder2 & doxepin
Depressive disorder1
Fit for duty
No disorders. Fit for full duty
Adjustment disorder not specified2 & Avoidant
personality disorder2 which interferes with duty
performance
No disqualifying mental defects & No ratable
disabilities
Personality disorder2 with avoidant & passive-
aggressive traits interwoven with dysthymia1 which is
“mild and amenable to treatment”
Found qualified for discharge
301.90
311
309.90
301.82
Dr. x
Ms. m
Dr. x
Depression1
Dysthymia1 & no personality disorder2
Major depression1 in remission
1/26/9x
3/14/9x
3/15/9x
1Persons diagnosed with this condition are to be processed in accordance with the PDES Manual.
2Persons diagnosed with this condition are to be processed in accordance with Chapter 12 of the
Personnel Manual (administrative separation).
300.40
296.30
APPLICABLE REGULATIONS
Applicable Provisions of the Personnel Manual
Section 12-B-6 of the Coast Guard Personnel Manual (COMDTINST
M1000.6A), which requires each member not being discharged for a physical or
mental disability to undergo a physical examination prior to separation, provides
the following:
b. When the physical examination is completed and the mem-
ber is found to be physically qualified for separation, the member
will be so advised and will be required to make a signed statement
as to agreement or disagreement with the findings. . . .
• • •
d. When disqualifying physical or mental impairments are
found . . .
If the member does not desire to reenlist or is being
discharged for reasons other than expiration of enlistment, and the
physical or mental impairment is deemed to be of a permanent
(3)
nature a medical board shall be held in accordance with chapter 17
. . . .
(4)
If the member does not desire to reenlist or is being
discharged for other than expiration of enlistment, and the dis-
ability is deemed to be of a temporary nature, the member may be
retained, with personal consent, in accordance with article 12-B-
11f.(1)(a), in order that the necessary treatment may be provided
the member and a medical board held if indicated . . . .
According to Section 17-B-5.1. of the Personnel Manual, “[i]f an evaluee is
found ‘not fit for duty’ because of a condition which is not a disability . . . the
evaluee will be separated without benefits.”
According to Section 17-B-5.2. of the Personnel Manual, “[i]f an evaluee
has both a condition that is not a disability, and also a ratable disability, the
evaluee is entitled to benefits only if the ratable disability, considered alone, is
determined to render the evaluee not fit for duty.”
Applicable Provisions of the Medical Manual
The Coast Guard Medical Manual (COMDTINST M6000.1B) governs the
disposition of members with psychiatric disorders. According to Section 3-B-3,
during the medical examination a member must undergo prior to separation,
. . . the examiner shall consult the appropriate standards of this
chapter to determine if any of the defects noted are disqualifying
for the purpose of the physical examination. . . .
• • •
When the individual is not physically qualified for the purpose of
the examination . . . , the reviewing authority will arrange for the
examinee to be evaluated by a medical board and provide admin-
istrative action as outlined in [the PDES Manual].
According to Section 3-B-6 of the Medical Manual, which is entitled “Sep-
aration Not Appropriate by Reason of Physical Disability,”
[w]hen a member has an impairment (in accordance with section 3-
F of this manual) an Initial Medical Board shall be convened only if
the conditions listed in paragraph 2-C-2.(b) [of the PDES Manual]
are also met. Otherwise the member is suitable for separation.
Section 3-F-1.c. of the Medical Manual states the following:
Fitness for Duty. Members are ordinarily considered fit for duty
unless they have a physical impairment (or impairments) which in-
terferes with the performance of the duties of their grade or rating.
A determination of fitness or unfitness depends upon the
individual’s ability to reasonably perform those duties. Members
considered temporarily or permanently unfit for duty shall be
referred to an Initial Medical Board for appropriate disposition.
According to Sections 3-F-2 and 3-F-16 of the Medical Manual, the follow-
ing medical conditions “are normally disqualifying” for administrative discharge
or retention in the Service, and persons with disqualifying conditions “shall be
referred to an Initial Medical Board”:
The “disposition” of members diagnosed with a “disqualifying”
psychiatric condition is to be determined according to Section 5-B of the Medical
Manual. According to Section 5-B-2, if a member is diagnosed with one of the
following Axis II personality disorders, and if the disorder is found to be
disqualifying for retention under the terms of Section 3-F, the member shall be
separated in accordance with Chapter 12 of the Personnel Manual: 301.82
(avoidant), 301.90 (not otherwise specified, includes passive-aggressive).
According to Section 5-B-10 of the Medical Manual, if a member is diag-
nosed with one of the following Axis I mood disorders, and if the disorder is
found to be disqualifying for retention under the terms of Section 3-F, the mem-
ber shall be processed in accordance with the PDES Manual: 296 (major
b.
Affective (mood) disorders: anxiety, somatoform, or dissoci-
ative (neurotic) disorders. Persistence or recurrence of symptoms
sufficient to require extended or recurrent hospitalization, lack of
significant improvement of symptoms by hospitalization, symp-
toms requiring extended treatment, or the necessity for duty in a
protected environment. . . .
Personality, sexual, factitious, psychoactive substance use
c.
disorders; personality trait(s); disorders of impulse control not else-
where classified. These conditions may render an individual
administratively unfit rather than unfit because of a physical im-
pairment. Interference with performance of effective duty will be
dealt with through appropriate administrative channels (see section
5-B).
depressive disorder), 300.4 (dysthymic disorder), 311 (depressive disorder not
otherwise specified).
Applicable Provisions of the PDES Manual
The PDES Manual (COMDTINST M1850.2B) governs the separation of
members because of physical disability. Section 2-A-6 of the manual states the
following:
Certain conditions and defects may cause an evaluee to be unfit for
continued duty and yet not be physical disabilities within the
meaning of the law, thereby subjecting the evaluee to administra-
tive separation. These conditions include . . . character disorders . .
. .
Section 2-A-15 of the PDES Manual defines the term “fit for duty” as “ . . .
the status of a member who is physically and mentally able to perform the duties
of office, grade, rank, or rating. . . .”
Section 2-A-21 of the PDES Manual states that the terms “physical im-
pairment” and “physical defect” include mental diseases but not personality dis-
orders.
Section 2-A-36 of the PDES Manual states the term “physical disability”
includes mental diseases that render a member unfit for continued duty but not
personality disorders.
Section 2-C-2 of the PDES Manual states the following:
b.(1) Continued performance of duty until a service member is
scheduled for separation or retirement for reasons other than phys-
ical disability creates a presumption of fitness for duty. This pre-
sumption may be overcome if it is established by a preponderance
of the evidence that:
the service member, because of disability, was phys-
ically unable to perform adequately the duties of office, grade, rank
or rating; or
acute, grave illness or injury, or other deterioration of
the member’s physical condition occurred immediately prior to or
coincident with processing for separation or retirement for reasons
(b)
(a)
other than physical disability which rendered the service member
unfit for further duty.
(2) Service members who are being processed for separation or
retirement for reasons other than physical disability shall not be
referred for disability evaluation unless their physical condition
reasonably prompts doubt that they are fit to continue to perform
the duties of their office, grade, rank or rating.
• • •
i.
The existence of a physical defect or condition that is ratable
under the standard schedule of rating disabilities in use by the
[Department of Veterans Affairs] does not of itself provide justi-
fication for, or entitlement to, separation or retirement from
military service because of physical disability. Although a member
may have physical impairments ratable in accordance with the
VASRD, such impairments do not necessarily render the member
unfit for military duty. . . .
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of
the applicant's military record and submissions, the Coast Guard's submissions,
and applicable law:
1.
The Board has jurisdiction concerning this matter pursuant to sec-
tion 1552 of title 10 of the United States Code.
2.
The application was timely because it was filed within three years
of the applicant’s honorable discharge by reason of unsuitability due to a
personality disorder.
3.
During his time in service, the applicant was twice hospitalized for
psychiatric evaluation. Both times, he was diagnosed as having (1) a severe,
long-standing personality disorder, which interfered with his performance of
duty, and (2) no mood or bipolar disorder or other disqualifying defect or ratable
disability. In addition, after both hospitalizations, the applicant’s doctors
recommended that the applicant be separated administratively. However, Dr. x,
Dr. x, and Dr. x, Coast Guard doctors who examined the applicant many times in
199x and 199x, diagnosed him as having both a personality disorder and a
depressive mood disorder. The antidepressant drug doxepin relieved his
symptoms of depression, and the applicant was found fit for duty.
In January 199x, the applicant was processed for administrative dis-
charge as a result of Dr. x’s diagnosis and recommendation after the second
hospitalization. In accordance with Section 12-B-6.b. of the Personnel Manual, the
applicant was notified on January 10, 199x, that he was to be discharged by
reason of unsuitability due to a personality disorder. He signed a memorandum
stating that he did not object to the proposed discharge and that he did not desire
to submit a statement on his own behalf. Although the applicant did not object
to the proposed discharge on January 10, 199x, his medical examination for
discharge, several psychological consultations, and most of his processing for
discharge occurred during the fourteen weeks that passed before he was
discharged. The Board finds that the applicant did not waive his right to object
to what happened during those weeks.
On January 14, 199x, the applicant underwent a medical examina-
tion in accordance with Section 12-B-6 of the Personnel Manual. Dr. x diagnosed
him as having both dysthymia (a depressive mood disorder) and a personality
disorder. He described the applicant’s condition as a personality disorder “inter-
woven” with dysthymia, which was then “diagnosable” but “mild and amenable
to [treatment].” Dr. x recommended that the applicant continue treatment for his
dysthymia through the VA. The physician assistant who completed the report
on the applicant’s physical examination misread Dr. x’s handwriting, reported
the word “diagnosable” as “disguisable,” and determined that the applicant’s
condition was “not considered disqualifying.” Despite this mistake, and in light
of the definitions of disorders which are considered disqualifying in Section 3-F
of the Medical Manual, the Board finds that Dr. x’s diagnosis that the dysthymia
was “mild and amenable to [treatment]” fully supports the physician assistant’s
conclusion that the applicant was qualified for discharge.
4.
5.
6.
7.
Prior to the applicant’s discharge on April 18, 199x, he was further
examined by Drs. x and x of the Coast Guard and by Dr. x, a private psychiatrist,
and Ms. m, a licensed therapist. All four diagnosed the applicant as having a
depressive mood disorder (although they disagreed about which one he had),
which was relieved by doxepin. Ms. m contradicted a diagnosis of all previous
examiners by finding no sign of personality disorder. Therefore, the Board finds
that, at the time of his discharge, the applicant had recently been diagnosed by
Coast Guard medical personnel with both (a) a depressive mood disorder
(dysthymia), which was relieved by doxepin (an anti-depressant medication),
and (b) a severe, long-standing personality disorder, which interfered with his
performance of duty.
There is evidence in the record indicating that, in late January or
early February 199x, Dr. x consulted with Dr. x and Ms. m concerning the
applicant’s psychiatric condition. On February 16, 199x, Dr. x sought to delay the
applicant’s discharge for a “possible medical board.” The Military Personnel
Command agreed to the delay and ordered the xxxxx Support Center to
“expedite” the IMB. The xxxxx Support Center, however, did not convene an
IMB. Instead, on March 12, 199x, the center notified the Commandant that, on
March 4, 199x, the applicant had been found to be physically qualified for
discharge by competent medical authority. The applicant was examined by Dr. x
on March 4, 199x, but the doctor made no notation of this finding. Dr. x noted
only that the applicant was still dysthymic and that his prescription for doxepin
was renewed. Although these records indicate there was some confusion about
the processing for the applicant’s discharge, the Board does not believe that they
prove the Coast Guard wrongly evaluated the applicant’s medical condition or
improperly denied him a medical board.
According to Section 3-F-2 of the Medical Manual, if a member is
found to have a “disqualifying” physical impairment during a medical exam, a
medical board “shall” be held to determine the member’s disposition. However,
Section 3-B-6 states that the Coast Guard shall convene an IMB for members with
disqualifying impairments only if the requirements of Section 2-C-2.b. of the
PDES Manual are met. That section requires members to prove by a
preponderance of the evidence that they are not fit for duty because of a
disability. It also states that members such as the applicant, who are being proc-
essed for separation for reasons other than physical disability, shall not be
referred to a medical board “unless their physical condition reasonably prompts
doubt that they are fit to continue to perform the duties of their office, grade,
rank or rating.” Therefore, the Board finds that, to prove that the Coast Guard
erred by not convening a medical board to evaluate him for disability discharge,
the applicant must prove that, at the time of his discharge, (a) he had a
disqualifying physical impairment which rendered him unfit for duty or (b) his
physical condition reasonably prompted doubt as to his fitness for duty.
Section 3-F-16 of the Medical Manual lists personality disorders
among those medical conditions that are “normally disqualifying” for retention
in service. It also states, however, that personality disorders may render a
member “administratively unfit” for duty rather than physically unfit for duty.
Under Section 5-B-2, such members may be processed for administrative
discharge in accordance with Chapter 12 of the Personnel Manual rather than in
accordance with the PDES Manual. In addition, Section 17-B-5.1. of the
Personnel Manual provides that a member who is found unfit for duty for a
condition which is not a disability may be separated administratively. Under the
definitions provided in Sections 2-A-6, 2-A-21, and 2-A-36 of the PDES Manual,
personality disorders are not physical impairments or disabilities. Thus,
although Dr. x reported that the applicant’s personality disorder interfered with
8.
9.
10.
Section 3-F-16 also lists mood disorders among those medical con-
ditions that are “normally disqualifying,” but there must be “[p]ersistence or
recurrence of symptoms sufficient to require extended or recurrent hospitaliza-
tion, lack of significant improvement of symptoms by hospitalization, symptoms
requiring extended treatment, or the necessity for duty in a protected environ-
ment.” Although the applicant was hospitalized twice during his time in the
Coast Guard, both hospitalizations were for evaluation of his psychiatric
condition rather than because of a diagnosed mood disorder. At his medical
examination for discharge, Dr. x described the applicant’s mood disorder as
“diagnosable” but “mild and amenable to treatment.” Furthermore, Drs. x, x, x,
x, and x and Ms. m all found that the his depressive symptoms were relieved by
doxepin. Therefore, the Board finds that the applicant’s mood disorder did not
meet the definition of one that is “normally disqualifying” for retention. In addi-
tion, none of the doctors who diagnosed the applicant as having dysthymia
found that he was unfit for duty, and Drs. x and x had earlier found him fit for
duty despite having diagnosed him with dysthymia.
11. According to Section 17-B-5.2. of the Personnel Manual, if a mem-
ber has both a condition that is not a disability, such as a personality disorder,
and a disqualifying disability, such as a mood disorder, the member is entitled to
the benefits that come with a disability discharge only if the disability, con-
sidered alone, is determined to render the member not fit for duty. Therefore,
the Board finds that, even if the applicant’s mood disorder had met the definition
of “normally disqualifying” for retention, he would not have been entitled to a
disability discharge unless the mood disorder also rendered him unfit for duty,
which it did not.
his ability to perform his current duties, the Board finds that the applicant’s
diagnosis of personality disorder did not require the Coast Guard to convene a
medical board or to grant him a disability discharge.
12.
The applicant argued that the disability rating he received from the
VA proved he should have received a disability discharge. However, as the
Chief Counsel of the Coast Guard stated, and pursuant to Section 2-C-2.i. of the
PDES Manual, the applicant’s VASRD rating does not prove that he would have
been found unfit for duty by a medical board. The Court of Federal Claims has
held that “[d]isability ratings by the Veterans Administration [now the Depart-
ment of Veterans Affairs] and by the Armed Forces are made for different pur-
poses. The Veterans Administration determines to what extent a veteran’s
earning capacity has been reduced as a result of specific injuries or combination
of injuries. [Citation omitted.] The Armed Forces, on the other hand, determine
to what extent a member has been rendered unfit to perform the duties of his
office, grade, rank, or rating because of a physical disability. [Citation omitted.]
13.
Accordingly, Veterans Administration ratings are not determinative of issues
involved in military disability retirement cases.” Lord v. United States, 2 Cl. Ct.
749, 754 (1983).
Therefore, the Board finds that the applicant has not proved by a
preponderance of the evidence that the Coast Guard committed any error or
injustice by not convening a medical board or by discharging him by reason of
unsuitability due to personality disorder.
The applicant’s request should be denied.
14.
The application for correction of the military record of former XXXXXXX,
ORDER
is hereby denied.
Harold C. Davis, M.D.
Jonathan L. Kaplan
James G. Parks
CG | BCMR | Disability Cases | 1998-027
APPLICANT’S ALLEGATIONS The applicant alleged that in determining her disability rating, the PEB “did not take into consideration all [her] disabilities upon discharge, especially the neurocognitive dysfunction, which was not diagnosed in service due to an incomplete examination.” She alleged that she had an attention deficit disorder (ADD), which should have been diagnosed prior to her discharge. The PEB found the applicant unfit to perform the duties of her rating by reason of Dysthymic...
CG | BCMR | Disability Cases | 2001-111
1995), in determining whether it is in the interest of justice to waive the statute of limitations, the Board must consider the reasons for the applicant’s delay and “make a cursory review of the potential merits of the claim.” In this case, he argued, the Board should deny the request for untimeliness because the applicant “has failed to offer substantial evidence that the Coast Guard committed either an error or injustice by not referring his case to a physical evaluation board.” The Chief...
CG | BCMR | Disability Cases | 1997-163
In fact, the Applicant was medically qualified to re- enlist if she so chose.” In addition, the Chief Counsel stated that, because the physician who performed her RELAD physical did not question the applicant’s fitness for duty, she was not entitled to a medical board evaluation in accordance with the Physical Disability Evaluation System (PDES). According to Section 3-F-2 of the Medical Manual, if a member is found to have a “disqualifying” physical impairment during a medical...
CG | BCMR | Disability Cases | 1999-050
PSYCHIATRIC DIAGNOSIS: DSM IV Axis I Axis II Axis III Axis IV (309.28) Adjustment disorder with anxious and depressed mood, manifested by severe dyspho- ria, feelings of hopelessness and helplessness and vague and fleeting suicidal ideation. On July 11, 199x, the applicant’s commanding officer recommended that she be discharged “by reason of convenience of the government due to medically determined adjustment disorder (a condition, not a physical disability which interferes with performance...
CG | BCMR | Discharge and Reenlistment Codes | 2001-104
The Board determined that because of her diagnosed PTSD, the applicant was erroneously denied evaluation by a medical board under the Physical Disability Evaluation System. provides that personality disorders, including “Personality Disorder NOS,” qualify a member for administrative discharge pursuant to Article 12 of the Personnel Manual instead of medical board processing. Adjustment disorders are not personality disor- ders.11 Therefore, and as stated in finding 8, above, it would be...
CG | BCMR | Disability Cases | 1999-043
APPLICANT’S ALLEGATIONS The applicant alleged that at the time he retired, he suffered from pustular psoriasis on his feet and had recently undergone back surgery, a spinal fusion laminectomy of L4 and L5 with bone grafting, at xxxxxx. states that the Coast Guard shall convene a medical board for members with disqualifying impairments who are being separated for reasons other than a disability only if the requirements of Article 2.C.2.b. It also states that members who are being processed...
CG | BCMR | Disability Cases | 2000-082
I never even met the medical officer in person, let alone received a "thorough physical examination" conducted by him as paragraph 3-F-1 [of the Physical Disability Evaluation Manual (PDES)] requires, and though signed by two medical officers, only one was involved in the actual process of producing the board. Proposed Changes to the Medical Manual Due to the efforts of the applicant, the Director of the office of Health and Safety has recommended that the Commandant include in the Medical...
CG | BCMR | Disability Cases | 2002-140
On October 28, 199x, the CPEB reviewed the applicant’s case and recommended that he receive a 20-percent disability rating for his chronic lower back pain, which it analogized to VASRD codes 5299 and 5293.3 The CPEB recommended that he be sepa- rated with severance pay.4 On November 12, 199x, the applicant was informed of the CPEB’s findings and recommendation. He also stated that at the time of the FPEB, only the applicant’s back condition made him unfit for duty and so only the back...
CG | BCMR | Disability Cases | 1998-070
Under the provisions of the PDES Manual, CGPC need only determine if the Applicant had adequately performed the duties of his office until such time when he was referred for physical evaluation.” Regarding the applicant’s allegation that he should have appeared before an IMB and been processed for a physical disability retirement, the Chief Coun- sel stated that the Coast Guard had no duty to do so under Article 12.C.3.b.1. These evaluations included looking at his carpal tunnel syndrome,...
CG | BCMR | Disability Cases | 2001-091
The applicant stated that a Naval psychiatrist, who evaluated him in 199X at the request of the Coast Guard, supports his allegation that his Bipolar disease was incurred on and aggravated by his Coast Guard active duty service. He stated that the applicant needed to be "medically boarded from the Coast Guard" and recommended a medical board, which should have occurred while the applicant was on active duty. In recent statements on behalf of the applicant, CDR H (the flight surgeon), as...